Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alora? Claim Your ProfileAlora Anderson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Alora has been in the financial industry since 2004 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and institutions. Alora holds several securities licenses, including Series 7, 9, 10, 66, and SIE. Alora is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/02/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
12/19/2011 - 07/15/2015
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
01/12/2010 - 11/10/2010
FSC SECURITIES CORPORATION (HOUSTON TX)
TX
11/05/2004 - 12/15/2009
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
BOTH
Issued 01/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alora Anderson is the right advisor for you? Invested Better is here to help.
