Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alon? Claim Your ProfileAlon Rosin is a financial professional with over 16 years of experience in the securities industry. Alon is currently registered with Oppenheimer & Co. Inc. and has held prior roles at BGC FINANCIAL, L.P., G-2 TRADING,LLC, GENERIC TRADING OF PHILADELPHIA, LLC, SALOMON SMITH BARNEY INC. and SALOMON BROTHERS INC. Alon holds several professional licenses and designations, including Series 7, 3, 24, 4, 10, 55, 57TO, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/13/2013 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
08/17/2011 - 05/08/2013
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
05/31/2011 - 08/18/2011
G-2 TRADING,LLC (NEW YORK NY)
NY
03/01/2010 - 12/02/2010
G-2 TRADING,LLC (NEW YORK NY)
NY
05/04/2006 - 07/11/2006
GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)
NY
10/23/1997 - 01/11/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/29/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2015
Series 4 - Registered Options Principal Examination
BC
Issued 06/07/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/18/1999
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alon Rosin is the right advisor for you? Invested Better is here to help.
