Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alok? Claim Your ProfileAlok Patel is a registered representative with Mizuho Securities USA LLC. Alok has been in the securities industry since July 2021. Alok is licensed in all 50 states and the District of Columbia. Prior to joining Mizuho Securities USA LLC, Alok was a registered representative with Stifel, Nicolaus & Company, Incorporated and Berenberg Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/03/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/12/2022 - 01/08/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
06/14/2021 - 06/13/2022
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 06/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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