Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alma? Claim Your ProfileAlma Reyna Arguijo is a financial advisor registered with Wells Fargo Clearing Services, LLC in Texas since 2021. Alma has been in the industry since 2003. Alma has 11 approved SRO registrations, including 1 with FINRA, and is registered in Texas for both securities and investment advisory services. Alma has passed the Series 66, Series 7 and SIE exams. Alma is a registered representative of Wells Fargo Clearing Services, LLC. Alma also owns and operates a boutique business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/28/2021 - Present
Wells Fargo Clearing Services, LLC (FORT WORTH TX)
TX
01/03/2011 - 04/23/2021
WELLS FARGO CLEARING SERVICES, LLC (ARLINGTON TX)
TX
12/03/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ARLINGTON TX)
BOTH
Issued 03/05/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alma Arguijo is the right advisor for you? Invested Better is here to help.
