Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alma? Claim Your ProfileAlma Marie Abrusley-faulkner is a financial advisor with LPL Financial LLC. Alma Marie is based in Irvine, California. Alma Marie has been in the industry since January 10, 2014, and holds a series 6, 7, 63, 65 and 66 licenses. Before joining LPL Financial LLC, Alma Marie was previously registered with CETERA ADVISOR NETWORKS LLC, COURTLANDT SECURITIES CORPORATION, MORGAN STANLEY, SCOTTRADE, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, EDWARD JONES, DEAN WITTER REYNOLDS INC., PAINEWEBBER INCORPORATED, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/25/2024 - Present
LPL Financial LLC (IRVINE CA)
CA
02/01/2023 - 01/22/2024
CETERA ADVISOR NETWORKS LLC (IRVINE CA)
NV
03/02/2020 - 08/14/2020
COURTLANDT SECURITIES CORPORATION (LAS VEGAS NV)
TX
01/27/2017 - 10/30/2017
MORGAN STANLEY (HOUSTON TX)
TX
02/22/2006 - 05/29/2007
SCOTTRADE, INC. (HOUSTON TX)
MN
05/18/2004 - 04/19/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/18/2004 - 04/19/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MO
06/21/2001 - 05/11/2004
EDWARD JONES (ST. LOUIS MO)
NY
10/06/2000 - 03/05/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
04/29/1998 - 10/10/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MA
12/12/1996 - 05/09/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/12/1996 - 05/09/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 03/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/29/2020
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Alma Abrusley-faulkner is the right advisor for you? Invested Better is here to help.
