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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alma? Claim Your ProfileAlma E Lazaro is a financial advisor with Morgan Stanley. Alma has been in the financial services industry since 2009. Alma's primary focus is helping individuals and families reach their financial goals through personalized financial planning and portfolio management. Prior to joining Morgan Stanley, Alma has held positions at City National Securities, Merrill Lynch, and UBS Financial Services. Alma has a wide range of experience in the financial services industry and has a deep understanding of the investment markets. Alma is dedicated to providing her clients with the highest level of service and is committed to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
08/01/2022 - Present
Morgan Stanley (Los Angeles CA)
CA
04/10/2019 - 01/26/2022
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
CA
03/24/2017 - 07/25/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
02/23/2016 - 03/21/2017
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
CA
10/12/2009 - 02/25/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEVERLY HILLS CA)
BOTH
Issued 04/29/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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