Unclaimed
Alma Tucker is a financial advisor registered with Edward Jones in LOUISVILLE, KY. Alma has been in the financial services industry since 1991. Alma is registered with both FINRA and the state of Kentucky and has a Series 63, Series 65, Series 7 and SIE license. Alma is a Registered Representative and Investment Advisor Representative with Edward Jones, and specializes in working with individuals, families, businesses, and retirement plans. Previously, Alma worked for CITIGROUP GLOBAL MARKETS INC. and WHEAT, FIRST SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KY
12/18/2018 - Present
Edward Jones (LOUISVILLE KY)
NY
09/02/1998 - 05/19/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NC
07/11/1994 - 06/16/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
05/05/1994 - 07/15/1994
J.C. BRADFORD & CO. (NEW YORK NY)
NY
09/01/1993 - 02/10/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
07/31/1990 - 03/24/1993
GECC CAPITAL MARKETS GROUP, INC. (NORWALK CT)
NA
06/13/1986 - 10/06/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 12/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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