Unclaimed
Allyson Elizabeth Wallace has been active in the financial industry since 2002. She is currently registered with Morgan Stanley Distribution, Inc. and holds a Series 7, Series 55, Series 57TO, and Series 63 license. Previously, she was associated with firms such as Blackrock Investments, LLC, Blackrock Fund Distribution Company, Barclays Global Investors Services, Morgan Stanley & Co. Incorporated, and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/06/2022 - Present
Morgan Stanley Distribution, Inc. (New York NY)
NY
01/03/2012 - 03/10/2022
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
CA
11/06/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
04/08/2009 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
CA
05/31/2006 - 02/03/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
NY
03/19/2002 - 06/06/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 11/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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