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Allyne Riley

Avantax Investment Services, Inc.

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About Allyne Riley

Allyne Riley is a financial advisor with Avantax Investment Services, Inc. based in Redding, CA. Allyne has been working in the financial industry since May 2008. She holds FINRA Series 6, 63 and SIE licenses. Allyne is currently registered with the state of Texas. She is licensed to sell securities and investment advisory products.

Firm Information

Allyne Riley is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allyne Riley’s Registration & Firm History

CA

05/12/2008 - Present

Avantax Investment Services, Inc. (Redding CA)

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Licenses & Designations

BC

Issued 02/28/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allyne Riley.
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