Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ally? Claim Your ProfileAlly Moti is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Ally has been in the financial services industry since 2018. Prior to joining Merrill Lynch, Ally worked at J.P. Morgan Securities LLC and TD Ameritrade. Ally holds Series 63, 66, 7 and SIE licenses. Ally holds a Bachelor of Science degree from the University of Texas at Arlington. Ally is also a co-owner of a rental property. Ally is committed to providing clients with a personalized financial plan to meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/13/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT WORTH TX)
TX
03/22/2023 - 05/10/2024
J.P. MORGAN SECURITIES LLC (Fort Worth TX)
TX
11/16/2017 - 09/10/2021
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 03/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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