Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ally? Claim Your ProfileAlly Ann Shuman is a financial advisor in the Minneapolis, Minnesota area with over 21 years of experience in the financial industry. Ally Ann has a proven track record of success in the financial services industry, having worked with clients ranging from individuals to large corporations. Ally Ann's career has involved several roles, including advisor and supervisor, and has worked at firms such as Wells Fargo and Robert W. Baird & Co. Inc. Ally Ann specializes in various financial services, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MN
10/30/2023 - Present
Robert W. Baird & Co. Inc. (MINNETONKA MN)
MN
03/05/2012 - 11/08/2023
WELLS FARGO CLEARING SERVICES, LLC (MINNETONKA MN)
MA
08/18/2008 - 03/02/2012
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
WA
08/30/2004 - 08/15/2008
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (SEATTLE WA)
WI
03/05/2002 - 06/30/2004
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 11/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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