Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Stultz is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., registered in Florida and Texas. Allison has over 8 years of experience in the financial services industry, having previously worked at Morgan Stanley and UBS Financial Services Inc. Allison holds the Series 7 and Series 66 licenses, along with the SIE. Allison specializes in providing portfolio management services to individuals and businesses, as well as pension consulting and educational seminars. Allison also offers other services, including performance measurement reports, allocation modeling, IPS, research reports and services, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/19/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NAPLES FL)
FL
10/10/2017 - 08/30/2022
MORGAN STANLEY (Fort Myers FL)
FL
11/13/2014 - 08/29/2017
UBS FINANCIAL SERVICES INC. (FORT MYERS FL)
BOTH
Issued 02/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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