Unclaimed
Allison Simon is a registered representative with Cetera Advisor Networks LLC. Allison has been in the industry since February 26, 2009. Allison is registered with the state of South Carolina. Allison is a Series 7 and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
09/03/2013 - Present
Cetera Advisor Networks LLC (COLUMBIA SC)
SC
02/26/2009 - 09/03/2013
WALNUT STREET SECURITIES, INC. (COLUMBIA SC)
BC
Issued 03/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Allison Simon is the right advisor for you? Invested Better is here to help.