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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Smith is a financial advisor with Apollon Wealth Management, LLC. Allison has been working in the financial services industry for over 15 years. Allison specializes in providing financial planning, portfolio management and selection of other advisors for individuals, families, and businesses. Allison holds Series 6, 63, and 65 licenses and the SIE exam. Allison's previous experience includes working at Cascade Financial Management, Inc. and LPL Financial LLC. Allison is a licensed advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
01/20/2021 - Present
Apollon Wealth Management, LLC (MOUNT PLEASANT SC)
CO
02/25/2015 - 12/31/2020
CASCADE FINANCIAL MANAGEMENT, INC. (DENVER CO)
TX
11/05/2012 - 06/18/2014
LPL FINANCIAL LLC (PLANO TX)
TX
04/28/2008 - 11/21/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (PLANO TX)
TX
01/24/2008 - 04/18/2008
SIGNAL SECURITIES, INC. (FORT WORTH TX)
IA
10/12/2004 - 02/14/2006
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
IA
Issued 06/19/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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