Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Rand is a financial professional with over 20 years of experience in the industry. Allison is currently registered with Fidelity Brokerage Services LLC. Before joining Fidelity Brokerage Services LLC, Allison was registered with WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, ADVEST, INC., and J. B. HANAUER & CO.. Allison holds Series 63, SIE, and Series 7 licenses. Allison is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/10/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MN
04/01/2022 - 01/23/2023
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
NJ
03/29/2022 - 01/23/2023
LPL FINANCIAL LLC (PARSIPPANY NJ)
NJ
12/02/2005 - 04/05/2022
RBC CAPITAL MARKETS, LLC (FLORHAM PARK NJ)
CT
11/18/2004 - 12/21/2005
ADVEST, INC. (HARTFORD CT)
NJ
05/21/2002 - 04/15/2004
J. B. HANAUER & CO. (PARSIPPANY NJ)
BC
Issued 05/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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