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Allison S Masuda

Santander US Capital Markets LLC

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About Allison S Masuda

Allison Masuda is a financial professional with experience in the securities industry. Allison is currently registered with Santander US Capital Markets LLC and has previously held a position with CREDIT SUISSE SECURITIES (USA) LLC. Allison holds the Series 7TO, 79TO, and SIE licenses as well as the Series 63 license.

Firm Information

Allison Masuda is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allison Masuda’s Registration & Firm History

NY

02/23/2024 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

08/13/2022 - 09/12/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/27/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/21/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/13/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/27/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Allison S Masuda.
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