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Allison Reaves turner

UBS Securities LLC

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About Allison Reaves turner

Allison Reaves turner is a financial professional with over 17 years of experience in the financial services industry. Allison has worked at UBS Securities LLC since 2010 and is registered with the firm in 52 states and Puerto Rico. Previously, Allison worked at BNP Paribas Prime Brokerage, Inc. in New York, NY, and Banc of America Securities LLC in Dallas, TX. Allison holds FINRA Series 7, 24, and 63 licenses and is also a SIE exam holder. Allison is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Allison Reaves turner is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allison Reaves turner’s Registration & Firm History

TX

07/22/2010 - Present

UBS Securities LLC (DALLAS TX)

NY

08/19/2008 - 06/15/2010

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

TX

03/11/2005 - 10/01/2008

BANC OF AMERICA SECURITIES LLC (DALLAS TX)

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Licenses & Designations

BC

Issued 06/15/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Allison Reaves turner.
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