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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Sharpe is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Allison Sharpe is a registered representative in North Carolina and Texas. Allison Sharpe has been in the industry since 2003 and has a total of 39 approved state registrations. Allison Sharpe is a Series 66, Series 10, Series 53, Series 4, Series 24, Series 52TO, SIE and Series 7 licensed professional. Allison Sharpe is also a principal at the firm. The firm provides financial planning services, investment management services, and other advisory services to individuals, corporations, and other institutions. Allison Sharpe is located in Asheville, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/23/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ASHEVILLE NC)
NC
04/08/2005 - 11/17/2015
SIGNATOR INVESTORS, INC. (RALEIGH NC)
GA
01/03/2005 - 02/15/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NC
08/22/2003 - 01/03/2005
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
MN
07/08/2003 - 08/20/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/08/2003 - 08/20/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/08/2004
Series 4 - Registered Options Principal Examination
BC
Issued 12/19/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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