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Allison Patricia Dawe

Thornburg Investment Management Inc.

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About Allison Patricia Dawe

Allison Dawe is an investment advisor representative at Thornburg Investment Management Inc. Allison has been in the financial services industry for over 6 years. She is registered with the state of New Mexico as an Investment Advisor Representative. Allison has passed the Series 66, Series 7 and SIE exams. She has worked for several financial firms, including GCM Grosvenor and Merrill Lynch. Allison specializes in providing portfolio management for businesses, individuals, investment companies and pooled investment vehicles.

Firm Information

Allison Dawe is currently registered with Thornburg Investment Management Inc.. Thornburg Investment Management Inc. is a Santa Fe, NM-based investment advisor with approximately $41.83 billion in regulatory assets under management. The firm offers portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. Thornburg Investment Management Inc. has over 88 registered representatives and 42 investment advisory professionals.
Thornburg Investment Management Inc.

2300 NORTH RIDGETOP ROAD

SANTA FE, NM 87506

$41.83B

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Allison Dawe’s Registration & Firm History

NM

11/22/2022 - Present

Thornburg Investment Management Inc. (SANTA FE NM)

IL

02/16/2022 - 05/12/2022

GRV SECURITIES LLC (CHICAGO IL)

NM

02/08/2019 - 10/15/2021

THORNBURG SECURITIES CORPORATION (SANTA FE NM)

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Licenses & Designations

BOTH

Issued 06/21/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/08/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/14/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allison Patricia Dawe.
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