Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Marie Thomas is a financial professional with over 5 years of experience in the industry. Allison is currently registered with Manning & Napier Investor Services, Inc. in New York. Previously, Allison was employed with MARKETAXESS CORPORATION in New York. Allison holds the Series 7, Series 24, and Series 63 licenses. Allison has experience in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/08/2019 - Present
Manning & Napier Investor Services, Inc. (FAIRPORT NY)
NY
07/21/2017 - 02/04/2019
MARKETAXESS CORPORATION (New York NY)
BC
Issued 08/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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