Unclaimed
Allison Rossi is a securities professional with experience in the financial industry. Allison is currently registered with TP Icap Global Markets Americas LLC and previously worked at Tullett Prebon Financial Services LLC. Allison has obtained the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/30/2023 - Present
TP Icap Global Markets Americas LLC (EDISON NJ)
NJ
09/16/2013 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (EDISON NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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