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Allison Marie Rossi

TP Icap Global Markets Americas LLC

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About Allison Marie Rossi

Allison Rossi is a securities professional with experience in the financial industry. Allison is currently registered with TP Icap Global Markets Americas LLC and previously worked at Tullett Prebon Financial Services LLC. Allison has obtained the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).

Firm Information

Allison Rossi is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allison Rossi’s Registration & Firm History

NJ

06/30/2023 - Present

TP Icap Global Markets Americas LLC (EDISON NJ)

NJ

09/16/2013 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (EDISON NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allison Marie Rossi.
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