Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Marie Ockwood is a financial advisor with J.P. Morgan Securities LLC. Allison has been in the financial industry since January 31, 2000. Allison has a strong track record of providing financial advice and investment management services to individuals and businesses. Allison has the Series 3, 7, 10, 9, 63, and 65 licenses. Allison's firm, J.P. Morgan Securities LLC, is a leading provider of investment banking, asset management, and financial services to corporations, governments, and individuals worldwide.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
10/27/2016 - Present
J.p. Morgan Securities LLC (LAKE ZURICH IL)
TX
06/15/2016 - 10/27/2016
WELLS FARGO ADVISORS, LLC (PLANO TX)
NJ
06/13/2014 - 01/13/2016
PRUCO SECURITIES, LLC. (NEWARK NJ)
TX
06/01/2009 - 06/30/2014
MORGAN STANLEY (PLANO TX)
TX
04/16/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PLANO TX)
TX
07/01/2003 - 04/17/2009
WACHOVIA SECURITIES, LLC (PLANO TX)
NY
05/24/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/01/1999 - 07/25/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2001
Series 3 - National Commodity Futures Examination
BC
Issued 08/31/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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