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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Marie Griffin is a financial advisor registered with Morgan Stanley. Allison is a Registered Representative and Investment Advisor Representative licensed in 53 states. Allison has been a financial advisor for over 18 years. Allison previously worked with Citigroup Global Markets Inc. Allison is licensed to provide financial advice and products in all areas, including securities, investments, and futures. Allison is registered with FINRA and is a member of the Series 3, Series 7, Series 9, Series 10, Series 63, and Series 66 exams. Allison has been recognized as a top performer in the financial services industry. Allison provides financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/03/2019 - Present
Morgan Stanley (Buffalo NY)
WA
09/02/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FEDERAL WAY WA)
BOTH
Issued 02/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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