Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Marie Faust is a financial advisor with over 17 years of experience in the industry. She has been with Morgan Stanley since 2009, previously working with Morgan Stanley DW Inc. and Morgan Stanley & Co. Incorporated. Allison is registered to provide investment advice in New Jersey, New York, and Pennsylvania. She holds a variety of licenses, including Series 7, 9, 10, 31, 63, and 65. Allison specializes in working with a range of clients, including individuals, high-net-worth individuals, families, businesses, charitable organizations, pension and profit-sharing plans, insurance companies, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/02/2011 - Present
Morgan Stanley (PURCHASE NY)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PHILADELPHIA PA)
PA
01/18/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PHILADELPHIA PA)
IA
Issued 06/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/08/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Allison Faust is the right advisor for you? Invested Better is here to help.
