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Allison Mackenzie Curran

TD Securities (usa) LLC

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About Allison Mackenzie Curran

Allison Mackenzie Curran is a financial professional with experience in the securities industry. Allison has a Series 7, Series 63, Series 79, and SIE license and is registered with FINRA as well as the state of New York. Allison is currently employed by TD Securities (usa) LLC where Allison began working in March 2024. Prior to that, Allison worked at Cowen and Company from August 2022 to April 2024. Allison has been in the securities industry since August 2022.

Firm Information

Allison Curran is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allison Curran’s Registration & Firm History

NY

03/07/2024 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

08/15/2022 - 04/11/2024

COWEN AND COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/13/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Allison Mackenzie Curran.
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