Unclaimed
Allison Mackenzie Curran is a financial professional with experience in the securities industry. Allison has a Series 7, Series 63, Series 79, and SIE license and is registered with FINRA as well as the state of New York. Allison is currently employed by TD Securities (usa) LLC where Allison began working in March 2024. Prior to that, Allison worked at Cowen and Company from August 2022 to April 2024. Allison has been in the securities industry since August 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/07/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
08/15/2022 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 06/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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