Unclaimed
Allison Diestelhorst is a registered representative with Barclays Capital Inc. Allison has been in the securities industry for less than a year and holds the Series 63, Series 86, Series 87, and SIE licenses. Allison is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/11/2023 - Present
Barclays Capital Inc. (NEW YORK NY)
BC
Issued 08/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/23/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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