Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Tucker is a registered representative with iCapital Markets LLC in New York, NY. Allison has been in the financial industry since 2014. She has passed the Series 7, Series 63, SIE, and Series 99TO exams. Prior to joining iCapital Markets LLC, Allison was previously registered with Raymond James & Associates, Inc. and SIMON MARKETS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/14/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
03/15/2023 - 12/01/2023
SIMON MARKETS LLC (NEW YORK NY)
FL
10/20/2014 - 04/19/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 06/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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