Unclaimed
Allison Faulk is a registered representative with Fidelity Brokerage Services LLC. Allison has been working in the financial services industry since 2016. Allison is licensed in 52 states, as well as Puerto Rico. Allison holds Series 6, 7, 63, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
06/09/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
AL
07/25/2016 - 08/27/2018
GWFS EQUITIES, INC. (MONTGOMERY AL)
BC
Issued 06/24/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/06/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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