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Allison Kay Cox

Alliance-ONE Investments, LLC

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About Allison Kay Cox

Allison Cox is a registered representative with Alliance-ONE Investments, LLC. Allison has been in the securities industry since August 2004. Allison holds the Series 6 and SIE licenses. Allison was previously registered with MetLife Investors Distribution Company and New England Securities.

Firm Information

Allison Cox is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allison Cox’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

IA

05/31/2006 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (WEST DES MOINES IA)

IA

08/02/2004 - 06/27/2014

NEW ENGLAND SECURITIES (WEST DES MOINES IA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Allison Kay Cox. Review regulatory record here.
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