Unclaimed
Allison Gott is a financial professional with over 12 years of experience in the financial services industry. Allison is currently registered with Jump Trading, LLC and Jump Execution, LLC. Previously, Allison has held positions at Citadel Securities Institutional LLC, Citadel Securities LLC, RBS Securities Inc., and ABN AMRO Incorporated. Allison holds a variety of securities licenses including Series 63, 24, 57TO, 7TO, SIE, 55, and 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/18/2023 - Present
Jump Trading, LLC (CHICAGO IL)
NY
05/23/2019 - 05/24/2021
CITADEL SECURITIES INSTITUTIONAL LLC (New York NY)
NY
01/02/2013 - 05/24/2021
CITADEL SECURITIES LLC (NEW YORK NY)
CT
09/30/2009 - 11/15/2012
RBS SECURITIES INC. (STAMFORD CT)
NY
11/14/2006 - 10/01/2007
ABN AMRO INCORPORATED (NEW YORK NY)
BC
Issued 01/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 12/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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