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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Judson Romm is a financial professional with over 20 years of experience in the industry. Allison is a Registered Representative and Investment Advisor Representative with Alliancebernstein LP, a firm with over $651 billion in assets under management. Allison has previously worked at VESTOR CAPITAL SECURITIES CORPORATION and CAPITAL BROKERAGE CORPORATION. Allison holds the Series 7, 9, 10, 24, 66, SIE and 99TO licenses. Allison is also licensed in Texas as a Registered Representative and an Investment Advisor Representative. Allison's areas of expertise include portfolio management for individuals, businesses, investment companies and pooled investment vehicles, financial planning and asset allocation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
01/08/2013 - Present
Alliancebernstein LP (HOUSTON TX)
IL
07/28/2003 - 08/02/2005
VESTOR CAPITAL SECURITIES CORPORATION (CHICAGO IL)
VA
09/05/2002 - 07/24/2003
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BOTH
Issued 09/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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