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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Harmon Hughes is a financial advisor at D.a. Davidson & Co. Allison has been in the industry since 2009 and has experience working with a variety of clients, including high net worth individuals, individuals other than high net worth, corporations or other businesses, charitable organizations, and pension and profit-sharing plans. Allison is licensed to sell securities in Mississippi and Tennessee. Allison is a Series 7, Series 63, and Series 79TO licensed professional, and holds the SIE designation. Allison is based out of Denver, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
09/06/2022 - Present
D.a. Davidson & Co. (DENVER CO)
TN
04/22/2022 - 05/10/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
08/04/2009 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
TN
09/02/2009 - 12/15/2016
ICBA SECURITIES (MEMPHIS TN)
BC
Issued 08/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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