Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Fleitas is a financial advisor with over 30 years of experience in the industry. Allison is currently registered with Oppenheimer & Co. Inc., where Allison has been since May 2009. Prior to joining Oppenheimer, Allison worked at Janney Montgomery Scott LLC and Parker/Hunter Incorporated. Allison is a registered representative and holds Series 40, 50, and 63 licenses. Allison has a broad range of experience working with high-net-worth individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
RI
05/26/2009 - Present
Oppenheimer & Co. Inc. (NEWPORT RI)
PA
06/25/2005 - 05/28/2009
JANNEY MONTGOMERY SCOTT LLC (BLUE BELL PA)
PA
01/05/2004 - 06/25/2005
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
PA
03/10/2000 - 03/02/2004
TGH SECURITIES INC. (BLUE BELL PA)
PA
12/06/1995 - 02/07/2000
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
NA
02/02/1989 - 03/14/1990
EHRLICH-BOBER & CO., INC.
NA
09/15/1987 - 12/20/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
01/25/1984 - 09/30/1987
MORGAN STANLEY & CO., INCORPORATED
NA
11/23/1976 - 02/02/1984
EHRLICH-BOBER & CO., INC.
BC
Issued 04/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/1977
Series 40 - Registered Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2017
Series 50 - Municipal Advisor Representative Qualification Exam
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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