Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Kerrigan is a financial professional with over 10 years of experience in the industry. Allison is currently registered with Vanguard Marketing Corp. and holds Series 6, 7, and 63 licenses, as well as the SIE exam. Previously, Allison was registered with PFS Investments Inc. and Wall Street Access.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/13/2014 - Present
Vanguard Marketing Corp. (MALVERN PA)
GA
07/11/2007 - 11/20/2008
PFS INVESTMENTS INC. (DULUTH GA)
NY
11/05/1996 - 12/17/2001
WALL STREET ACCESS (NEW YORK NY)
BC
Issued 05/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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