Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Derosas is a financial advisor registered with Wells Fargo Clearing Services, LLC. Allison holds both a Series 65 (Uniform Investment Adviser Law Examination) and Series 63 (Uniform Securities Agent State Law Examination) license and is registered in California and Texas. Allison has experience in the financial services industry and is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/29/2024 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
CA
11/30/2023 - 03/05/2024
WELLS FARGO CLEARING SERVICES, LLC (LA JOLLA CA)
CA
01/27/2023 - 04/04/2023
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
IA
Issued 09/13/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/27/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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