Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Sweeney is a financial advisor with Commonwealth Financial Network. Allison has been in the financial services industry since 2012 and is registered to provide investment advice in Washington. Allison is also registered with FINRA as a Registered Representative and is licensed to sell securities in Washington. Allison holds a Series 6 and Series 63 license. Allison has previously worked with J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC, and Chase Investment Services Corp. Allison has experience working with a variety of clients including high net worth individuals, corporations, and charitable organizations. Allison provides financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
01/17/2024 - Present
Commonwealth Financial Network (MOUNTLAKE TERRACE WA)
WA
10/18/2017 - 02/22/2021
WELLS FARGO CLEARING SERVICES, LLC (SHORELINE WA)
WA
10/01/2012 - 07/03/2017
J.P. MORGAN SECURITIES LLC (EDMONDS WA)
WA
05/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MARYSVILLE WA)
IA
Issued 06/04/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Allison Sweeney is the right advisor for you? Invested Better is here to help.
