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Allison Cowan Carroll

Allstate Financial Services, LLC

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About Allison Cowan Carroll

Allison Carroll has been in the financial services industry since January 16, 2002 and is currently registered with Allstate Financial Services, LLC. Allison has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citicorp Investment Services. Allison holds the Series 7, Series 66, Series 24 and Series 51 licenses and is currently registered in Georgia and Maryland.

Firm Information

Allison Carroll is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allison Carroll’s Registration & Firm History

GA

11/26/2007 - Present

Allstate Financial Services, LLC (Austell GA)

DE

03/16/2005 - 12/08/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DOVER DE)

NY

09/24/2003 - 10/05/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/10/2000 - 05/12/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

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Licenses & Designations

BOTH

Issued 06/06/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/08/2008

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/19/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allison Cowan Carroll.
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