Unclaimed
Allison Carroll has been in the financial services industry since January 16, 2002 and is currently registered with Allstate Financial Services, LLC. Allison has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citicorp Investment Services. Allison holds the Series 7, Series 66, Series 24 and Series 51 licenses and is currently registered in Georgia and Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
11/26/2007 - Present
Allstate Financial Services, LLC (Austell GA)
DE
03/16/2005 - 12/08/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DOVER DE)
NY
09/24/2003 - 10/05/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/10/2000 - 05/12/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 06/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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