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Allison Cook

Northwestern Mutual Investment Services, LLC

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About Allison Cook

Allison Cook is a financial professional with over 20 years of experience in the industry. Allison is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since May 2006. Allison is licensed to provide investment advice in Alabama and Georgia. Allison is a dedicated professional committed to helping clients achieve their financial goals.

Firm Information

Allison Cook is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Allison Cook’s Registration & Firm History

AL

08/30/2007 - Present

Northwestern Mutual Investment Services, LLC (HOOVER AL)

AL

03/16/2004 - 05/02/2006

COMPASS BROKERAGE, INC. (BIRMINGHAM AL)

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Licenses & Designations

BOTH

Issued 8/27/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 3/19/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/29/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 4/30/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/1/2007

Series 7 - General Securities Representative Examination

BC

Issued 3/15/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allison Cook.
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