Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Carroll is a financial advisor with Fidelity Brokerage Services LLC. Allison is registered in Massachusetts, New Hampshire, Texas, and Utah. Allison has been in the industry since February 18, 2020, and has passed a number of industry exams, including the Series 63, 7TO, 9, 10, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
02/19/2020 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 01/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/06/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Allison Carroll is the right advisor for you? Invested Better is here to help.
