Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Williams has been in the financial services industry since 2010. Allison Williams is currently registered with Brookfield Oaktree Wealth Solutions LLC in New York, NY and is licensed in seven states. Allison Williams holds a Series 6, Series 7 and Series 63 licenses and the SIE exam. Allison Williams previously worked at Quasar Distributors, LLC, Brookfield Private Advisors LLC, Independent Brokerage Solutions LLC, and HRC Fund Associates, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/22/2021 - Present
Brookfield Oaktree Wealth Solutions LLC (New York NY)
NY
02/05/2018 - 12/31/2021
QUASAR DISTRIBUTORS, LLC (New York NY)
NY
03/12/2021 - 12/22/2021
BROOKFIELD PRIVATE ADVISORS LLC (New York NY)
NY
10/10/2019 - 12/22/2021
INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)
NY
09/06/2010 - 02/02/2018
HRC FUND ASSOCIATES, LLC (NEW YORK NY)
BC
Issued 01/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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