Unclaimed
Allison Walters is a registered representative with btig, LLC. Allison has 3 years of experience in the securities industry and holds a Series 7TO, Series 63 and SIE licenses. Allison is registered in 9 states including California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania and Texas. Previously, Allison worked at J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/22/2021 - Present
Btig, LLC (New York NY)
NY
03/18/2019 - 03/16/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 03/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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