Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Clago is a financial advisor with B. Riley Wealth Advisors, Inc. Allison has been in the industry since 1986 and has experience with a variety of financial products and services. Allison is registered with FINRA and the Securities and Exchange Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/18/2021 - Present
B. Riley Wealth Advisors, Inc. (Tarzana CA)
CA
07/26/2019 - 07/22/2022
NATIONAL SECURITIES CORPORATION (PASADENA CA)
CA
01/05/2016 - 06/06/2019
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
01/09/2007 - 12/01/2015
STOCKCROSS FINANCIAL SERVICES, INC. (BEVERLY HILLS CA)
CA
11/07/1997 - 12/04/2006
TD AMERITRADE, INC. (BEVERLY HILLS CA)
NY
01/23/1998 - 06/15/2001
TD SECURITIES (USA) INC. (NEW YORK NY)
CA
07/11/1987 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
NA
09/12/1985 - 07/07/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 06/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/21/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/12/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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