Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison B. McCartney is a financial advisor with UBS Financial Services Inc. Allison has been working in the financial industry since 2002. Allison holds a Series 3, 7, 65, and 66 licenses. Allison has experience working with individuals, high-net-worth individuals, pension and profit-sharing plans, corporations, and other businesses. Allison also has experience working with other clients such as charitable organizations, insurance companies, state or municipal government entities, and sovereign wealth funds and foreign official institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/24/2017 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
12/18/2008 - 08/24/2015
J.P. MORGAN SECURITIES LLC (new york NY)
NY
09/22/2008 - 10/07/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/22/2002 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 01/05/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Allison McCartney is the right advisor for you? Invested Better is here to help.
