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Allison B. Dweck

Newmark Securities, LLC

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About Allison B. Dweck

Allison Dweck is a financial professional with experience in the securities industry. She is currently registered with Newmark Securities, LLC and is licensed to provide investment advice in New York. Allison holds the Series 7TO, Series 63, and SIE licenses. She previously worked for TCG Capital Markets L.L.C., which also has an active registration in New York.

Firm Information

Allison Dweck is currently registered with Newmark Securities, LLC. Newmark Securities, LLC is a Limited Liability Company formed on April 17, 2020. The firm is registered in California, Georgia, Massachusetts, and New York and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allison Dweck’s Registration & Firm History

NY

06/28/2024 - Present

Newmark Securities, LLC (NEW YORK NY)

NY

09/15/2022 - 05/03/2024

TCG CAPITAL MARKETS L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/15/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/26/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allison B. Dweck.
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