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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Anne Nathe is a financial advisor with Avantax Advisory Services in IRVING, TX. Allison has been in the financial industry since 2001. Allison is registered with the state of Washington and is licensed to provide investment advice. Prior to joining Avantax Advisory Services, Allison was a wealth management assistant at 1ST GLOBAL CAPITAL CORP. Allison is a licensed Series 63, 65, 7, 9, 10, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/25/2019 - Present
Avantax Advisory Services (IRVING TX)
WA
06/04/2018 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (WENATCHEE WA)
WA
07/31/2013 - 10/16/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
WA
02/10/2010 - 12/03/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (SEATTLE WA)
WA
06/15/2006 - 02/17/2010
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
WA
07/23/1999 - 06/06/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
BC
Issued 06/01/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/27/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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