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Allison A Guarda

Empower Financial Services, Inc.

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About Allison A Guarda

Allison Guarda is a financial professional with over 18 years of experience in the industry. Allison is currently registered with Empower Financial Services, Inc. in Greenwood Village, CO. Previously, Allison was registered with MML STRATEGIC DISTRIBUTORS, LLC, MML DISTRIBUTORS, LLC, and MML INVESTORS SERVICES, LLC. Allison holds the Series 6, Series 26, and SIE licenses.

Firm Information

Allison Guarda is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allison Guarda’s Registration & Firm History

CO

01/04/2021 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

MA

03/17/2017 - 01/04/2021

MML STRATEGIC DISTRIBUTORS, LLC (SPRINGFIELD MA)

CT

03/17/2016 - 01/04/2021

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

09/11/2007 - 01/04/2021

MML INVESTORS SERVICES, LLC (ENFIELD CT)

MA

09/27/2004 - 06/04/2012

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 09/02/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allison A Guarda.
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