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Allen Yilun Li

Tower Principal Markets LLC

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About Allen Yilun Li

Allen Yilun Li is a registered representative with Tower Principal Markets LLC. Allen has been in the securities industry since February 22, 2019. Prior to joining Tower Principal Markets LLC, Allen worked for OPTIVER US LLC and DRW SECURITIES, L.L.C. Allen has passed the Securities Industry Essentials Examination and the Securities Trader Exam.

Firm Information

Allen Li is currently registered with Tower Principal Markets LLC. Tower Principal Markets LLC is a Limited Liability Company formed in South Carolina on February 24, 2022. The firm is registered with the Securities and Exchange Commission and the state of South Carolina.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allen Li’s Registration & Firm History

IL

06/04/2024 - Present

Tower Principal Markets LLC (Chicago IL)

IL

02/18/2023 - 08/23/2023

OPTIVER US LLC (CHICAGO IL)

IL

07/28/2017 - 05/03/2022

DRW SECURITIES, L.L.C. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2017

Series 57 - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Allen Yilun Li.
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