Unclaimed
Allen Yilun Li is a registered representative with Tower Principal Markets LLC. Allen has been in the securities industry since February 22, 2019. Prior to joining Tower Principal Markets LLC, Allen worked for OPTIVER US LLC and DRW SECURITIES, L.L.C. Allen has passed the Securities Industry Essentials Examination and the Securities Trader Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/04/2024 - Present
Tower Principal Markets LLC (Chicago IL)
IL
02/18/2023 - 08/23/2023
OPTIVER US LLC (CHICAGO IL)
IL
07/28/2017 - 05/03/2022
DRW SECURITIES, L.L.C. (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2017
Series 57 - Securities Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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