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Allen Wayne Holt

Corebridge Capital Services, Inc.

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About Allen Wayne Holt

Allen Wayne Holt has been in the financial services industry since 1994 and is currently registered with Corebridge Capital Services, Inc. in Woodland Hills, CA. Allen holds Series 6, 7, and SIE licenses. Allen is also registered in several states including District of Columbia, Maryland, North Carolina, Tennessee, Virginia, and West Virginia.

Firm Information

Allen Holt is currently registered with Corebridge Capital Services, Inc.. Corebridge Capital Services, Inc. is a corporation formed in November 1982 and is registered in all 50 states plus the District of Columbia and Puerto Rico. The firm is also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

273

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allen Holt’s Registration & Firm History

CA

05/16/2012 - Present

Corebridge Capital Services, Inc. (WOODLAND HILLS CA)

CT

01/18/2012 - 05/16/2012

HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)

MA

06/23/2006 - 12/31/2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

MO

10/01/2000 - 06/02/2006

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

01/01/1998 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NC

03/20/1996 - 01/01/1998

SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)

NC

05/12/1993 - 08/30/1994

SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)

NJ

01/01/1991 - 06/03/1991

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

01/01/1991 - 06/03/1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 09/27/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2005

Series 7 - General Securities Representative Examination

BC

Issued 12/19/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allen Wayne Holt.
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