Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Thomas Laya is a financial advisor who has been in the industry since 1972. Allen is currently registered with Lincoln Investment and Capital Analysts. Allen has worked for several other firms, including PMG Securities Corporation, Investors Brokerage Services, Inc., NML Equity Services, Inc., and Robert W. Baird & Co. Incorporated. Allen specializes in retirement planning, investment planning, college savings planning, and estate planning. Allen is committed to helping clients achieve their financial goals and is a valuable resource for anyone seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/01/2005 - Present
Lincoln Investment (LOMBARD IL)
IL
08/01/2000 - 01/31/2005
PMG SECURITIES CORPORATION (ELGIN IL)
IL
11/04/1987 - 08/01/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
NA
03/27/1987 - 11/03/1987
NML EQUITY SERVICES, INC.
WI
06/06/1972 - 11/03/1987
NML EQUITY SERVICES, INC. (MILWAUKEE WI)
WI
09/04/1987 - 10/20/1987
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
03/27/1985 - 09/10/1987
STANFORD SECURITIES INCORPORATED
NA
05/31/1983 - 05/06/1985
RESOURCE DEVELOPMENT INTERNATIONAL, LTD.
BC
Issued 05/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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