Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Dewing is a financial professional with over 17 years of experience in the industry. Allen is currently registered with Guggenheim Securities, LLC in Massachusetts. Prior to joining Guggenheim Securities, LLC, Allen worked at Harris Williams and Trenwith Securities, LLC. Allen has a Series 7, Series 24, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
09/01/2021 - Present
Guggenheim Securities, LLC (Boston MA)
MA
08/22/2006 - 08/31/2021
HARRIS WILLIAMS (BOSTON MA)
MA
01/07/2004 - 07/19/2004
TRENWITH SECURITIES, LLC (BOSTON MA)
BC
Issued 12/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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